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PL-2(1)Concept Of Operations

>Control Description

[Incorporated into PL-7]

>Assessment Interview Topics

Questions assessors commonly ask

Process & Governance:

  • What documented policies and procedures address concept of operations?
  • Who is accountable for implementing and maintaining concept of operations controls?
  • How frequently are concept of operations requirements reviewed, and what triggers updates?
  • What process ensures changes to systems maintain compliance with concept of operations requirements?
  • How are exceptions to concept of operations requirements documented and approved?

Technical Implementation:

  • What technical controls enforce concept of operations in your environment?
  • How are concept of operations controls configured and maintained across all systems?
  • What automated mechanisms support concept of operations compliance?
  • How do you validate that concept of operations implementations achieve their intended security outcome?
  • What compensating controls exist if primary concept of operations controls cannot be fully implemented?

Evidence & Documentation:

  • What documentation proves concept of operations is implemented and operating effectively?
  • Can you provide configuration evidence showing how concept of operations is technically enforced?
  • What audit logs or monitoring data demonstrate ongoing concept of operations compliance?
  • Can you show evidence of a recent review or assessment of concept of operations controls?
  • What artifacts would you provide during an assessment to demonstrate concept of operations compliance?

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