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PE-8(2)Physical Access Records

>Control Description

[Incorporated into PE-2]

>Assessment Interview Topics

Questions assessors commonly ask

Process & Governance:

  • What documented policies and procedures address physical access records?
  • Who is accountable for implementing and maintaining physical access records controls?
  • How frequently are physical access records requirements reviewed, and what triggers updates?
  • What process ensures changes to systems maintain compliance with physical access records requirements?
  • How are exceptions to physical access records requirements documented and approved?

Technical Implementation:

  • What technical controls enforce physical access records in your environment?
  • How are physical access records controls configured and maintained across all systems?
  • What automated mechanisms support physical access records compliance?
  • How do you validate that physical access records implementations achieve their intended security outcome?
  • What compensating controls exist if primary physical access records controls cannot be fully implemented?

Evidence & Documentation:

  • What documentation proves physical access records is implemented and operating effectively?
  • Can you provide configuration evidence showing how physical access records is technically enforced?
  • What audit logs or monitoring data demonstrate ongoing physical access records compliance?
  • Can you show evidence of a recent review or assessment of physical access records controls?
  • What artifacts would you provide during an assessment to demonstrate physical access records compliance?

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