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AU-10(1)—Association Of Identities

>Control Description

a

Bind the identity of the information producer with the information to ⚙organization-defined strength of binding; and

b

Provide the means for authorized individuals to determine the identity of the producer of the information.

>Cross-Framework Mappings

SCF

MON-09.1
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>Supplemental Guidance

Binding identities to the information supports audit requirements that provide organizational personnel with the means to identify who produced specific information in the event of an information transfer. Organizations determine and approve the strength of attribute binding between the information producer and the information based on the security category of the information and other relevant risk factors.

>Related Controls

AC-4
AC-16

>Assessment Interview Topics

Questions assessors commonly ask

Process & Governance:

  • •What formal policies and procedures govern the implementation of AU-10(1) (Association Of Identities)?
  • •Who are the designated roles responsible for implementing, maintaining, and monitoring AU-10(1)?
  • •How frequently is the AU-10(1) policy reviewed and updated, and what triggers policy changes?
  • •What training or awareness programs ensure personnel understand their responsibilities related to AU-10(1)?

Technical Implementation:

  • •Describe the specific technical mechanisms or controls used to enforce AU-10(1) requirements.
  • •What automated tools, systems, or technologies are deployed to implement AU-10(1)?
  • •How is AU-10(1) integrated into your system architecture and overall security posture?
  • •What configuration settings, parameters, or technical specifications enforce AU-10(1) requirements?

Evidence & Documentation:

  • •What documentation demonstrates the complete implementation of AU-10(1)?
  • •What audit logs, records, reports, or monitoring data validate AU-10(1) compliance?
  • •Can you provide evidence of periodic reviews, assessments, or testing of AU-10(1) effectiveness?
  • •What artifacts would you present during a FedRAMP assessment to demonstrate AU-10(1) compliance?

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