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AC-7(4)Use Of Alternate Authentication Factor

>Control Description

a

Allow the use of organization-defined authentication factors that are different from the primary authentication factors after the number of organization-defined consecutive invalid logon attempts have been exceeded; and

b

Enforce a limit of organization-defined number consecutive invalid logon attempts through use of the alternative factors by a user during a organization-defined time period.

>Supplemental Guidance

The use of alternate authentication factors supports the objective of availability and allows a user who has inadvertently been locked out to use additional authentication factors to bypass the lockout.

>Related Controls

>Assessment Interview Topics

Questions assessors commonly ask

Process & Governance:

  • What formal policies and procedures govern the implementation of AC-7(4) (Use Of Alternate Authentication Factor)?
  • Who are the designated roles responsible for implementing, maintaining, and monitoring AC-7(4)?
  • How frequently is the AC-7(4) policy reviewed and updated, and what triggers policy changes?
  • What training or awareness programs ensure personnel understand their responsibilities related to AC-7(4)?

Technical Implementation:

  • Describe the specific technical mechanisms or controls used to enforce AC-7(4) requirements.
  • What automated tools, systems, or technologies are deployed to implement AC-7(4)?
  • How is AC-7(4) integrated into your system architecture and overall security posture?
  • What configuration settings, parameters, or technical specifications enforce AC-7(4) requirements?

Evidence & Documentation:

  • What documentation demonstrates the complete implementation of AC-7(4)?
  • What audit logs, records, reports, or monitoring data validate AC-7(4) compliance?
  • Can you provide evidence of periodic reviews, assessments, or testing of AC-7(4) effectiveness?
  • What artifacts would you present during a FedRAMP assessment to demonstrate AC-7(4) compliance?

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