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IR-5 (01)Incident Monitoring | Automated Tracking, Data Collection, and Analysis

High

>Control Description

Track incidents and collect and analyze incident information using organization-defined automated mechanisms.

>FedRAMP Baseline Requirements

No FedRAMP-specific parameter values or requirements for this baseline.

>Discussion

Automated mechanisms for tracking incidents and collecting and analyzing incident information include Computer Incident Response Centers or other electronic databases of incidents and network monitoring devices.

>Assessment Interview Topics

Questions assessors commonly ask

Process & Governance:

  • What formal policies and procedures govern the implementation of IR-5(1) (Automated Tracking, Data Collection, And Analysis)?
  • Who are the designated roles responsible for implementing, maintaining, and monitoring IR-5(1)?
  • How frequently is the IR-5(1) policy reviewed and updated, and what triggers policy changes?
  • What governance structure ensures IR-5(1) requirements are consistently applied across all systems?

Technical Implementation:

  • Describe the specific technical mechanisms or controls used to enforce IR-5(1) requirements.
  • What automated tools, systems, or technologies are deployed to implement IR-5(1)?
  • How is IR-5(1) integrated into your system architecture and overall security posture?
  • What configuration settings, parameters, or technical specifications enforce IR-5(1) requirements?

Evidence & Documentation:

  • What documentation demonstrates the complete implementation of IR-5(1)?
  • What audit logs, records, reports, or monitoring data validate IR-5(1) compliance?
  • Can you provide evidence of periodic reviews, assessments, or testing of IR-5(1) effectiveness?
  • What artifacts would you present during a FedRAMP assessment to demonstrate IR-5(1) compliance?

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