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IR-4(14)Incident Handling | Security Operations Center

IL5
IL6

>Control Description

Establish and maintain a security operations center.

>DoD Impact Level Requirements

No specific parameter values or requirements for this impact level.

>Discussion

A security operations center (SOC) is the focal point for security operations and computer network defense for an organization. The purpose of the SOC is to defend and monitor an organization's systems and networks (i.e., cyber infrastructure) on an ongoing basis. The SOC is also responsible for detecting, analyzing, and responding to cybersecurity incidents in a timely manner.

The organization staffs the SOC with skilled technical and operational personnel (e.g., security analysts, incident response personnel, systems security engineers) and implements a combination of technical, management, and operational controls (including monitoring, scanning, and forensics tools) to monitor, fuse, correlate, analyze, and respond to threat and security-relevant event data from multiple sources. These sources include perimeter defenses, network devices (e.g., routers, switches), and endpoint agent data feeds. The SOC provides a holistic situational awareness capability to help organizations determine the security posture of the system and organization.

A SOC capability can be obtained in a variety of ways. Larger organizations may implement a dedicated SOC while smaller organizations may employ third-party organizations to provide such a capability.

>Assessment Interview Topics

Questions assessors commonly ask

Process & Governance:

  • What formal policies and procedures govern the implementation of IR-4(14) (Security Operations Center)?
  • Who are the designated roles responsible for implementing, maintaining, and monitoring IR-4(14)?
  • How frequently is the IR-4(14) policy reviewed and updated, and what triggers policy changes?
  • What governance structure ensures IR-4(14) requirements are consistently applied across all systems?

Technical Implementation:

  • Describe the specific technical mechanisms or controls used to enforce IR-4(14) requirements.
  • What automated tools, systems, or technologies are deployed to implement IR-4(14)?
  • How is IR-4(14) integrated into your system architecture and overall security posture?
  • What configuration settings, parameters, or technical specifications enforce IR-4(14) requirements?

Evidence & Documentation:

  • What documentation demonstrates the complete implementation of IR-4(14)?
  • What audit logs, records, reports, or monitoring data validate IR-4(14) compliance?
  • Can you provide evidence of periodic reviews, assessments, or testing of IR-4(14) effectiveness?
  • What artifacts would you present during a FedRAMP assessment to demonstrate IR-4(14) compliance?

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